Design Document for L13: ELMv1-CTC-CNP updates used in Land-BGC Intercomparison

The Design Document page provides a description of the algorithms, implementation and planned testing including unit, verification, validation and performance testing. Please read  Step 1.3 Performance Expectations that explains feature documentation requirements from the performance group point of view. 

Design Document

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1.Description

Updates and parameterization changes made for the ELMv1-CTC-CNP model in advance of the Land-BGC Intercomparison simulations
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Title: L13: ELMv1-CTC-CNP updates used in Land-BGC Intercomparison

Requirements and Design

E3SM Land Group

Date:    

Summary

This design document covers a small number of modifications made to the previously-approved code review documentation for the CTC-CNP version of the ELMv1 model (the model version developed at ORNL). The modifications covered in this document are summarized as follows:
  • Introduce a soil order-based parameterization of mortality in tropical forests
  • Remove the second round of nutrient uptake for N and P
  • Modification of plant N and C storage pool dynamics, and introduction of plant P storage pool dynamics
  • Modification of subsurface drainage parameterization
  • Improve the parameterization of stress-deciduous phenology

Requirements

Requirement: Represent observed variation in tropical forest mortality

Date last modified:   
Contributors: Xiaojuan YangPeter ThorntonDaniel Ricciuto

Field studies have shown that edaphic factors exert a strong influence on tree mortality in tropical forests, with lower mortality in highly weathered Oxisols, and higher mortality in younger soils.

Quesada, C. A. et al. Basin-wide variations in Amazon forest structure and function are mediated by both soils and climate. Biogeosciences 9, 2203–2246 (2012)

Galbraith D, Malhi Y, Affum-Baffoe K, Castanho ADA, Doughty CE, et al. 2013. Residence times of woody biomass in tropical forests. Plant Ecol. Divers. 6:139–57

Requirement: Remove redundant implementation of nutrient uptake

Date last modified:   
Contributors: Xiaojuan YangPeter ThorntonDaniel Ricciuto

The original implementation of the relative demand hypothesis for competition between multiple plant and microbial components for available mineral nutrient resources included a single reconciliation of plant and microbial demand. In a later modification of that approach, a redundant second round of nutrient uptake was added. This redundant uptake implementation should be removed.

Requirement: Revise the handling of plant non-structural storage pools, in correspondence with observations

Date last modified:   
Contributors: Peter ThorntonDaniel RicciutoXiaojuan Yang

Plant carbon uptake in excess of allocation to new growth is retained in a non-structural carbohydrate pool, which turns over on a specified time scale, based on experimental evidence from Metcalfe et al. (2017).

Metcalfe, D. B., D. Ricciuto, S. Palmroth, C. Campbell, V. Hurry, J. F. Mao, S. G. Keel, S. Linder, X. Y. Shi, T. Nsholm, K. E. A. Ohlsson, M. Blackburn, P. E. Thornton and R. Oren (2017). "Informing climate models with rapid chamber measurements of forest carbon uptake." Global Change Biology 23(5): 2130-2139.

Requirement: Improve subsurface drainage parameterization based on observations

Date last modified:   
Contributors: Daniel RicciutoPeter Thornton

Recent model-data evaluation effort showed that an earlier parameterization of subsurface drainage, used in CLM4.0, is more appropriate than the parameterization in CLM4.5, which served as the branch point for ELMv1 (Duarte et al., 2017).

Duarte, H. F., B. M. Raczka, D. M. Ricciuto, J. C. Lin, C. D. Koven, P. E. Thornton, D. R. Bowling, C. T. Lai, K. J. Bible and J. R. Ehleringer (2017). "Evaluating the Community Land Model (CLM4.5) at a coniferous forest site in northwestern United States using flux and carbon-isotope measurements." Biogeosciences 14(18): 4315-4340.

Requirement: Improve representation of stress-deciduous phenology

Date last modified:   
Contributors: Daniel Ricciuto

Recent model evaluation indicated improved performance of the stress-deciduous phenology model by introducing a critical rainfall threshold to trigger leaf-on (Dahlin et al. 2015).

Dahlin, K. M., R. A. Fisher and P. J. Lawrence (2015). "Environmental drivers of drought deciduous phenology in the Community Land Model." Biogeosciences 12(16): 5061-5074.

Algorithmic Formulations, and Design Implementation

Design Solution: Represent observed variation in tropical forest mortality

Date last modified:   
Contributors: Xiaojuan YangPeter ThorntonDaniel Ricciuto

Modified CNGapMortalityMod.F90 to implement the requirement according to observed patterns of soil order and tree mortality.

Design Solution: Remove redundant implementation of nutrient uptake

Date last modified:   
Contributors: Xiaojuan YangPeter ThorntonDaniel Ricciuto

Modified CNAllocationMod.F90 to remove the second-pass nutrient uptake for N and P, restoring the intended design implementation.

Design Solution: Revise the handling of plant non-structural storage pools, in correspondence with observations

Date last modified:   
Contributors: Peter ThorntonDaniel RicciutoXiaojuan Yang

Modified the following files: src/biogeochem: CNAllocationMod.F90, CNMRespMod.F90 [C,N,P]StateUpdate[1,2,3].F90, CNGapMortalityMod.F90, CNFireMod.F90, [Carbon,Nirogen,Phosphorus]FluxType.F90

src/dyn_subgrid: dynConsBiogeochemMod.F90, dynHarvestMod.F90

main/pftvarcon.f90

Implemented the C storage pool dynamics described in the requirement. updated the N and P storage pool implementations to account for disturbance and mortality effects.

Design Solution: Improve subsurface drainage parameterization based on observations

Date last modified:   
Contributors: Daniel RicciutoPeter Thornton

Modified the following files: biogeophys/SoilHydrologyMod.F90, and main/pftvarcon.f90.

Reverted the code to the CLM 4.0 implementation.

Design Solution: Improve representation of stress-deciduous phenology

Date last modified:   
Contributors: Daniel Ricciuto

Modified the following files: biogeophys/SoilHydrologyMod.F90, and main/pftvarcon.f90.

Added the necessary dependence on critical rainfall threshold for leaf-on.


Planned Verification and Unit Testing 

Verification and Unit Testing: Expert review

Date last modified:   
Contributors: Peter ThorntonDaniel RicciutoXiaojuan Yang

 

The named experts provided extensive review of each other's work, to verify that the design and implementations met the stated requirements. Model testing at each stage of implementation was used to verify that intended changes were correctly implemented, and that unintended changes were avoided.

Planned Validation Testing 

Validation Testing: Evaluation with ILAMB and additional model-data metrics

Date last modified:  
Contributors: 

Peter ThorntonDaniel RicciutoXiaojuan Yang

 

The package of changes described here is being evaluated in a large set of offline simulations, with comparison against numerous observational constraints in the ILAMB framework, as part of the ongoing Land-BGC Intercomparison process. That process includes additional metrics, beyond ILAMB, which are so far not known to the model developers.

Planned Performance Testing 

Performance Testing: Offline simulations on multiple platforms

Date last modified:  
Contributors: Daniel Ricciuto

 

Many performance simulations have already been performed, in tests leading up to the Land-BGC simulations, and for the set of global offline simulations themselves.